sc13dza
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No.**)*
ENTERPRISE GP HOLDINGS L.P.
(Name of Issuer)
Units
(Title of Class of Securities)
293716-10-6
(CUSIP Number)
Richard H. Bachmann
1100 Louisiana Street
10th Floor
Houston, Texas 77002
(713) 381-6500
(Name, Address and Telephone Number
of Person Authorized to Receive Notices
and Communications)
September 3, 2010
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report this
acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
** This Schedule 13D includes amendments to prior Schedule 13Ds made by reporting persons as
further explained in Item 1.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act.
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Randa Duncan Williams |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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106,648,357 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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106,648,357 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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106,648,357 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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76.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
2
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the Dan Duncan LLC Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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25,162,804 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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18.1% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
3
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the EPCO, Inc. Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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76,830,743 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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76,830,743 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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76,830,743 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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55.2% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
4
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Estate of Dan L. Duncan, Deceased |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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591,066 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,988,744 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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591,066 |
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WITH1 |
10 |
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SHARED DISPOSITIVE POWER |
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3,988,744 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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4,579,810 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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3.3% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - estate |
1 Numbers reported on this page exclude all
Units beneficially owned by the Dan Duncan LLC Voting Trust and the EPCO,
Inc. Voting Trust. The Estate of Dan L. Duncan (the Estate)
disclaims beneficial ownership of such Units. Additionally, Dr. Ralph S. Cunningham and
Richard H. Bachmann, each independent co-executors of the Estate, disclaim beneficial ownership
of all interests held by the Estate.
5
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Dan Duncan LLC 76-0516773 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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25,162,804 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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18.1% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
6
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DD Securities LLC 26-1585743 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,745,673 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,745,673 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,745,673 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.7% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
7
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.) 51-0371329
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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76,240,798 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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76,240,798 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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76,240,798 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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54.8% |
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14 |
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TYPE OF REPORTING PERSON |
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CO |
8
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI Holdings, LLC 20-2133514
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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|
11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
25,162,804 |
|
|
|
12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
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|
o N/A
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|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
18.1% |
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|
14 |
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TYPE OF REPORTING PERSON |
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|
OO - limited liability company |
9
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI GP Holdings L.P. 20-2133626
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
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4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
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|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
25,162,804 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
25,162,804 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
25,162,804 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
18.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
10
SCHEDULE 13D
|
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1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO Holdings, Inc. 20-2936507
|
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO, BK |
|
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5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
11
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO/Fantome, LLC 74-1675622
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
12
SCHEDULE 13D
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Enterprise Products Company (formerly EPCO, Inc.) 74-1675622
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO, BK |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
13
TABLE OF CONTENTS
Item 1. Security and Issuer.
This Schedule 13D relates to the units representing limited partner interests (the Units) in
Enterprise GP Holdings L.P., a Delaware limited partnership (the Issuer or EPE), whose
principal executive offices are located at 1100 Louisiana Street, 10th Floor, Houston,
Texas 77002.
This Schedule 13D represents (i) Amendment No. 9 to the Schedule 13D originally filed by
certain reporting persons with the Commission on September 9, 2005, as amended by Amendment No. 1
thereto, filed February 15, 2007, Amendment No. 2 thereto, filed May 18, 2007, Amendment No. 3
thereto, filed on February 29, 2008, Amendment No. 4 thereto, filed February 5, 2009, Amendment No.
5 thereto, filed April 29, 2009, Amendment No. 6 thereto, filed July 1, 2009, Amendment No. 7
thereto, filed May 19, 2010 and Amendment No. 8 thereto, filed August 23, 2010 (the Original
Schedule 13D); and (ii) Amendment No. 3 to the Schedule 13D originally filed by other reporting
persons with the Commission on April 8, 2010 following the death of Dan L. Duncan on March 29,
2010, as amended by Amendment No. 1 thereto, filed May 19, 2010 and Amendment No. 2 thereto filed
August 23, 2010 (the Duncan Trustee Schedule 13D), that included the initial filing on Schedule
13D by the Estate of Dan L. Duncan.
Item 2. Identity and Background.
Item 2 of the Original Schedule 13D and the Duncan Trustee Schedule 13D are hereby amended and
restated in their entirety as follows:
This Schedule 13D is being filed by (i) Randa Duncan Williams, a citizen of the United States
of America residing in Houston, Texas (Ms. Williams); (ii) the voting trustees (the DD LLC
Trustees) of the Dan Duncan LLC Voting Trust (the DD LLC Voting Trust) pursuant to the Dan
Duncan LLC Voting Trust Agreement by and among Dan Duncan LLC, Dan L. Duncan as the sole member and
Dan L. Duncan as the initial voting trustee (the DD Trust Agreement); (iii) the voting trustees
(the EPCO Trustees) of the EPCO, Inc. Voting Trust (the EPCO Voting Trust) pursuant to the
EPCO, Inc. Voting Trust Agreement, by and among EPCO, Inc., Dan L. Duncan as the shareholder and
Dan L. Duncan as the initial voting trustee (the EPCO Trust Agreement); (iv) the estate of Dan L.
Duncan (the Estate) by the independent co-executors of the Estate (the Executors); (v) Dan
Duncan LLC, a Texas limited liability company (DD LLC), (vi) DD Securities LLC, a Texas limited
liability company (DD Securities), (vii) Duncan Family Interests, Inc., a Delaware corporation
(DFI), (viii) DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), (ix) DFI
GP Holdings L.P., a Delaware limited partnership (DFI GP Holdings), (x) EPCO Holdings, Inc., a
Delaware corporation (EPCO Holdings), (xi) EPCO/Fantome, LLC, a Delaware limited liability
company (Fantome), and (xii) Enterprise Products Company (formerly EPCO, Inc.), a Texas
corporation (EPCO, and together with Ms. Williams, the DD LLC Trustees, the EPCO Trustees, the
Estate, DD LLC, DD Securities, DFI, DFI Holdings, DFI GP Holdings, EPCO Holdings and Fantome, the
Reporting Persons). Unless otherwise defined herein, capitalized terms used herein shall have
the meanings set forth in the Original Schedule 13D or the Duncan Trustee Schedule 13D, as
applicable.
Ms. Williams is a voting trustee of each of the DD LLC Voting Trust and the EPCO Voting Trust,
an independent co-executor of the Estate and a beneficiary of the Estate. Ms. Williams is
currently Chairman and a Director of EPCO and a Director of EPE Holdings, LLC, the general partner
of the Issuer (EPE Holdings or the General Partner). The business address of Ms. Williams is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The DD LLC Trustees are voting trustees that collectively hold record ownership of the sole
membership interest in DD LLC, on behalf of the Estate as the economic owner of the membership
interests succeeding Dan L. Duncan. The voting trustees under the DD Trust Agreement consist of up
to three trustees. The current DD LLC Trustees are: (1) Ms. Williams, a daughter of Dan L. Duncan;
(2) Dr. Ralph S. Cunningham; and (3) Mr. Richard H. Bachmann. Each of the DD LLC Trustees is also
currently a director of EPE Holdings. The DD LLC Trustees collectively obtained record ownership
of the membership interests of DD LLC on March 29, 2010 as a result of the passing of Dan L.
Duncan. The DD LLC Trustees serve in such capacity without compensation, but they are entitled to
incur reasonable charges and expense deemed necessary and proper for administering the DD Trust
Agreement and to reimbursement and indemnification. The DD Trust Agreement is governed by Texas
law. The address of the DD LLC Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas
77002.
14
The EPCO Trustees are voting trustees that collectively hold record ownership of a majority of
the outstanding shares of Class A Common Stock, the only class of capital stock with voting rights
(the Class A Common Stock), in EPCO, on behalf of the Estate as the economic owner succeeding Dan
L. Duncan. The voting trustees under the EPCO Trust Agreement consist of up to three voting
trustees. The current EPCO Trustees are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The EPCO Trustees collectively obtained record ownership of the Class A Common Stock of
EPCO on March 29, 2010 as a result of the passing of Dan L. Duncan. The EPCO Trustees serve in
such capacity without compensation, but they are entitled to incur reasonable charges and expense
deemed necessary and proper for administering the EPCO Trust Agreement and to reimbursement and
indemnification. The EPCO Trust Agreement is governed by Texas law. The address of the EPCO
Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The independent co-executors of the Estate were appointed on April 27, 2010. The current
independent co-executors of the Estate are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The business address of the Estate and the Executors is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002.
Dr. Cunningham is currently the President, Chief Executive Officer and a Director of EPE
Holdings. Dr. Cunningham is also a Vice Chairman and a Director of EPCO, and Executive Vice
President and a Manager of DD LLC. Dr. Cunningham is a U.S. citizen.
Mr. Bachmann is currently the Executive Vice President and Chief Legal Officer of Enterprise
Products GP, LLC (the general partner of Enterprise Products Partners L.P.). Mr. Bachmann is also
currently Chief Executive Officer, President, Chief Legal Officer and a Director of EPCO, and
Executive Vice President, Chief Legal Officer, Secretary and a Manager of DD LLC. Mr. Bachmann is
also an Executive Vice President and a Director of EPE Holdings. Mr. Bachmann is a U.S. citizen.
DD LLC is an entity currently owned economically by the Estate. However, DD LLC is controlled
by the DD LLC Trustees through their collective holding of the sole membership interest in DD LLC.
DD LLC owns 100% of the membership interests in the General Partner. The General Partners
principal business address and principal office is 1100 Louisiana Street, 10th Floor, Houston,
Texas 77002. DD LLC has no independent operations, and its principal functions are to directly and
indirectly hold equity interests in (i) the General Partner, (ii) the Issuer, (iii) DFI Holdings
and (iv) other personal investments of Dan Duncan now owned economically by the Estate. DD LLCs
principal business address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DD Securities is an entity currently owned of record by the Estate, its sole member. DD
Securities has no independent operations, and its principal function is to hold personal
investments of Dan Duncan now owned by the Estate. DD Securities principal business and office
address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
EPCO is an entity, a portion of whose capital stock is owned by the Estate through its
ownership interest in the Class A Common Stock of EPCO. However, EPCO is controlled by the EPCO
Trustees, who collectively hold a majority of the Class A Common Stock of EPCO. EPCOs principal
business is to provide employees and management and administrative services to the Issuer and the
General Partner. In addition, EPCO provides employees and management and administrative services
to certain other affiliate entities, including Enterprise Products Partners L.P., a publicly traded
Delaware limited partnership (EPD), and its general partner, and Duncan Energy Partners L.P., a
publicly traded Delaware limited partnership, and its general partner. In addition, EPCO owns and
operates a trucking business that provides transportation services to the NGL and petrochemical
industry. EPCOs principal business and office address is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002.
Fantome is a wholly owned subsidiary of EPCO. Fantome has no independent operations, and its
principal function is to act as a financing subsidiary of EPCO in connection with certain real
estate utilized by EPCO. Fantomes principal business and office address is 1100 Louisiana Street,
10th Floor, Houston, Texas 77002.
15
EPCO Holdings is a wholly owned subsidiary of EPCO. EPCO Holdings has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO. EPCO Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DFI is a wholly owned subsidiary of EPCO Holdings. DFI has no independent operations and its
principal function is to directly and indirectly hold EPCO Holdings equity interests in (i) the
Issuer, (ii) EPD and (iii) DFI GP Holdings. DFIs principal business and office address is 103
Foulk Road, Suite 200, Wilmington, Delaware 19803.
DFI Holdings owns a 1% general partner interest in DFI GP Holdings. DFI Holdings and
DFI GP Holdings have no independent operations, and their principal functions are to directly and
indirectly hold equity interests in the Issuer. DFI Holdings and DFI GP Holdings principal
business addresses are 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A hereto sets forth information with respect to the directors and executive
officers of EPCO, EPCO Holdings, Fantome and DFI, and the managers and executive officers of DD LLC
and DD Securities (collectively, the Listed Persons). There are no directors, managers or
executive officers for DFI Holdings, which is managed by its sole member, DD LLC.
During the last five years, no Reporting Person nor, to the best of their knowledge, any
Listed Person has been: (i) convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add each of the following paragraphs:
Pursuant to the Support Agreement, dated as of September 3, 2010 (the Holdings Support
Agreement), by and among EPD, on the one hand, and DD Securities, DFI GP Holdings, DD LLC, EPCO Holdings, DFI and
DFI Delaware Holdings L.P. (DFIDH) (the Holdings
Affiliated Unitholders) on the other hand, described in Item 4
of this Schedule, the Holdings Affiliated Unitholders agreed to vote their Units in favor of the
Holdings MLP Merger described in Item 4 of this Schedule and certain transactions contemplated
thereby. The Holdings Affiliated Unitholders entered into the Holdings Support Agreement as an
inducement to EPD to enter into the Holdings MLP Merger Agreement and the Distribution Waiver
Agreement described in Item 4 of this Schedule, and the Issuer did not pay any additional
consideration to the Holdings Affiliated Unitholders in connection with the voting rights set forth
in the Holdings Support Agreement. The descriptions of the Holdings Support Agreement, the
Holdings Mergers and the Holdings Merger Agreements in Item 4 of this Schedule are incorporated into
this Item 3 by reference.
Item 4. Purpose of the Transaction.
Item 4 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add each of the following paragraphs:
On September 3, 2010, EPD, Enterprise Products GP, LLC, (EPD GP), Enterprise ETE LLC, a
Delaware limited liability company and a wholly owned subsidiary of
EPD (MergerCo), the Issuer
and EPE Holdings entered into an Agreement and Plan of Merger (the Holdings MLP Merger Agreement).
Pursuant to the Holdings MLP Merger Agreement and immediately prior to the effective time of the
Holdings MLP Merger (as defined below), the Issuers existing partnership agreement will be amended to
provide for the transformation of the approximate 0.01% economic interest of the general partner in
the Issuer owned by EPE Holdings into 13,921 Units representing an approximate 0.01% limited
partner interest in the Issuer and a non-economic general partner interest in the Issuer (the
transformation) in accordance with a Fourth Amendment to the First Amended and Restated Agreement
of Limited Partnership of the Issuer substantially in the form attached as Annex A to the Holdings
MLP Merger Agreement.
16
Subject to the conditions set forth in the Holdings MLP Merger Agreement, immediately
following the transformation and pursuant to the Holdings MLP Merger Agreement and an Agreement and
Plan of Merger, dated as of September 3, 2010 (the Holdings GP Merger Agreement and, together
with the Holdings MLP Merger Agreement, the Holdings Merger Agreements), by and among EPD GP, the
Issuer and EPE Holdings, EPD GP (a wholly owned subsidiary of the Issuer) will merge with and into
the Issuer with the Issuer surviving such merger, thus becoming the general partner of EPD (the
Holdings GP Merger).
Subject to the conditions set forth in the Holdings MLP Merger Agreement, immediately
following the Holdings GP Merger, at the effective time of the Holdings MLP Merger, the Issuer will
merge with and into MergerCo, with MergerCo surviving the merger as a wholly owned subsidiary of
EPD (the Holdings MLP Merger and, together with the Holdings GP Merger, the Holdings Mergers).
As a result of the Holdings MLP Merger and pursuant to the Holdings MLP Merger Agreement, EPE
Holdings will become the non-economic general partner of EPD and all outstanding Units (other than
Units held by the Issuer, EPD or their respective subsidiaries) will be converted into the right to
receive common units representing limited partner interests in EPD (EPD Common Units). The
21,563,177 EPD Common Units currently owned by the Issuer will become treasury units and cancelled
by EPD immediately after the Holdings MLP Merger.
Under the terms of the Holdings MLP Merger Agreement, all outstanding Units (other than Units
held by the Issuer, EPD or their respective subsidiaries) will be cancelled and converted into the
right to receive EPD Common Units based on an exchange ratio of 1.5 EPD Common Units per Unit. No
fractional EPD Common Units will be issued in the Holdings MLP
Merger, and EPE unitholders will,
instead, receive cash in lieu of fractional EPD Common Units, if any.
Under the terms of the Holdings MLP Merger Agreement and a related Sixth Amended and Restated
Agreement of Limited Partnership of EPD (substantially in the form attached as Annex C to the
Holdings MLP Merger Agreement) to be executed at the closing of the Holdings MLP Merger, the
current 2% economic general partner interest and the incentive distribution rights in EPD held by
the Issuer will be cancelled, and the non-economic general partner interest in the Issuer held by
EPE Holdings will be cancelled and converted into the right to receive the non-economic general
partner interest in EPD.
The Holdings MLP Merger Agreement contains customary representations and warranties and
covenants by each of the parties. Completion of the Holdings MLP Merger is conditioned upon, among
other things: (1) approval of the Holdings MLP Merger Agreement
by EPE unitholders that own at least a
majority of the outstanding Units; (2) applicable regulatory approvals; (3) the absence of certain
legal injunctions or impediments prohibiting the transactions; (4) the effectiveness of a
registration statement on Form S-4 with respect to the issuance by EPD of the EPD Common Units in
connection with the Holdings MLP Merger; (5) the receipt of certain tax opinions; (6) approval for
the listing of the EPD Common Units on the New York Stock Exchange; (7) the effectiveness of the
Holdings GP Merger; (8) the execution of the Sixth Amended and Restated Agreement of Limited
Partnership of EPD substantially in the form attached as Annex C to the Holdings MLP Merger
Agreement; and (9) the execution of a Distribution Waiver Agreement by certain affiliates of EPCO
substantially in the form attached as Annex D to the Holdings MLP Merger Agreement.
The Holdings MLP Merger Agreement contains provisions granting both EPD and the Issuer the
right to terminate the Holdings MLP Merger Agreement for certain
reasons, including, among others, if the Holdings MLP Merger does not
occur on or before December 31, 2010.
The Holdings GP Merger Agreement contains customary representations and warranties and
covenants by each of the parties. Completion of the Holdings GP Merger is conditioned upon, among
other things: (1) the absence of certain legal impediments
prohibiting the transactions; (2)
applicable regulatory approvals; and (3) the conditions precedent contained in the Holdings MLP
Merger Agreement having been satisfied.
The Holdings GP Merger Agreement contains provisions granting both the EPD GP and the Issuer
the right to terminate the Holdings GP Merger Agreement for certain reasons, including, among
others, if the Holdings GP Merger does not occur on or before December 31, 2010.
17
In connection with the Holdings MLP Merger Agreement, EPD entered into the Holdings Support
Agreement. Pursuant to the Holdings Support Agreement, the Holdings Affiliated Unitholders, who
directly own 105,739,220 Units (representing approximately 76% of the outstanding Units and a
sufficient vote for approval of the Holdings MLP Merger Agreement if voted in favor therefor), agreed
to vote their Units in favor of the adoption of the Holdings MLP Merger Agreement at any meeting of
EPE unitholders. In addition, EPCO Holdings and DFIDH have agreed to execute a Distribution Waiver
Agreement substantially in the form attached as Annex D to the Holdings MLP Merger Agreement at the
closing of the Holdings MLP Merger. Under the Distribution Waiver Agreement, DFIDH will agree to
designate and waive its rights to quarterly distributions of Available Cash with respect to a
specified number of EPD Common Units over a five-year period: 30,610,000 EPD Common Units during
the first four quarters following the closing of the merger; 26,130,000 EPD Common Units during the four quarters
thereafter; 23,700,000 EPD Common Units during the four quarters thereafter; 22,560,000 EPD Common
Units during the four quarters thereafter; and 17,690,000 EPD Common Units during the four quarters
thereafter. EPCO Holdings will agree under the Distribution Waiver Agreement to perform certain
obligations in the event DFIDH breaches its obligations under the agreement.
The Holdings Support Agreement will terminate at 11:59 p.m. (Eastern time) on December 31,
2010 or upon the termination of the Holdings MLP Merger Agreement. In addition, the Holdings
Affiliated Unitholders may terminate their obligations under the Holdings Support Agreement,
including their obligations to execute and deliver the Distribution Waiver Agreement, (1) after any
change in recommendation by the Issuers Audit, Conflicts and Governance Committee permitted under
the Holdings MLP Merger Agreement, (2) any change in, or a failure to maintain, the Issuers Audit,
Conflicts and Governance Committees Special Approval in accordance with the Issuers partnership
agreement and (3) after the occurrence of certain specified changes in U.S. federal income tax law
prior to the closing of the Holdings MLP Merger.
The foregoing descriptions of the Holdings MLP Merger Agreement, the Holdings GP Merger
Agreement, the Holdings Support Agreement and the Distribution Waiver Agreement are qualified in
their entirety by reference to the full text of the agreements (including the annexes thereto),
which are attached hereto as Exhibits 99.21, 99.22, 99.23 and Annex D to 99.21, respectively, and
incorporated herein by reference.
Other than described above, none of the Reporting Persons has any plans or proposals of the
type referred to in clauses (a) through (j) of Item 4 of Schedule 13D, although they reserve the
right to formulate such plans or proposals in the future.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer.
Item 6 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended and supplemented by adding the following thereto:
The information set forth under Items 3, 4 and 5, and the agreements set forth as Exhibits
99.21, 99.22 and 99.23, including any annexes, are incorporated by reference into this Item 6.
Item 7. Material to be Filed as Exhibits
Item 7 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended and restated in its entirety to read as follows:
99.1 |
|
Amended and Restated Agreement of Limited Partnership of Enterprise
GP Holdings L.P., dated as of August 29, 2005 (incorporated by
reference to Exhibit 3.1 to the Current Report on Form 8-K filed by
Enterprise GP Holdings L.P. on September 1, 2005). |
|
99.2 |
|
First Amendment to First Amended and Restated Agreement of Limited
Partnership of Enterprise GP Holdings L.P., dated as of May 7, 2007
(incorporated by reference to Exhibit 3.1 to the Current Report on
Form 8-K filed by Enterprise GP Holdings L.P. on May 10, 2007). |
18
99.3 |
|
Second Amendment to First Amended and Restated Partnership Agreement
of Enterprise GP Holdings L.P. dated as of December 27, 2007
(incorporated by reference to Exhibit 3.1 to Form 8-K/A filed on
January 3, 2008). |
|
99.4 |
|
Third Amendment to First Amended and Restated Partnership Agreement
of Enterprise GP Holdings L.P. dated as of November 6, 2008.
(incorporated by reference to Exhibit 3.4 to Form 10-Q filed on
November 10, 2008). |
|
99.5 |
|
EPE Unit L.P. Agreement of Limited Partnership (incorporated by
reference to Exhibit 10.2 to the Current Report on Form 8-K filed by
Enterprise GP Holdings L.P. on September 1, 2005). |
|
99.6 |
|
First Amendment to EPE Unit L.P. Agreement of Limited Partnership
dated August 7, 2007 (incorporated by reference to Exhibit 10.3 to
the Quarterly Report on Form 10-Q filed by Duncan Energy Partners
L.P. on August 8, 2007). |
|
99.7 |
|
Second Amendment to EPE Unit L.P. Agreement of Limited Partnership
dated July 1, 2008 (incorporated by reference to Exhibit 10.1 to the
Current Report on Form 8-K filed by Enterprise GP Holdings L.P. on
July 7, 2008). |
|
99.8 |
|
Third Amendment to EPE Unit L.P. Agreement of Limited Partnership
dated December 2, 2009 (incorporated by reference to Exhibit 10.1 to
the Current Report on Form 8-K filed by Enterprise GP Holdings L.P.
on December 2, 2009). |
|
99.9 |
|
EPE Unit II, L.P. Agreement of Limited Partnership (incorporated by
reference to Exhibit 10.13 to the Annual Report on Form 10-K filed
by Enterprise Products Partners L.P. on February 28, 2007). |
|
99.10 |
|
First Amendment to EPE Unit II, L.P. Agreement of Limited
Partnership dated August 7, 2007 (incorporated by reference to
Exhibit 10.4 to the Quarterly Report on Form 10-Q filed by Duncan
Energy Partners L.P. on August 8, 2007). |
|
99.11 |
|
Second Amendment to EPE Unit II, L.P. Agreement of limited
partnership dated July 1, 2008 (incorporated by reference to Exhibit
10.2 to the Current Report on Form 8-K filed by Enterprise GP
Holdings L.P. on July 7, 2008). |
|
99.12 |
|
Third Amendment to EPE Unit II, L.P. Agreement of Limited
Partnership dated December 2, 2009 (incorporated by reference to
Exhibit 10.1 to the Current Report on Form 8-K filed by Enterprise
GP Holdings L.P. on December 2, 2009). |
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99.13 |
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EPE Unit III, L.P. Agreement of Limited Partnership dated May 7,
2007 (incorporated by reference to Exhibit 10.6 to the Current
Report on Form 8-K filed by Enterprise GP Holdings L.P. on May 10,
2007). |
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99.14 |
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First Amendment to EPE Unit III, L.P. Agreement of Limited
Partnership dated August 7, 2007 (incorporated by reference to
Exhibit 10.5 to the Quarterly Report on Form 10-Q filed by Duncan
Energy Partners L.P. on August 8, 2007). |
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99.15 |
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Second Amendment to EPE Unit III, L.P. Agreement of Limited
Partnership dated July 1, 2008 (incorporated by reference to Exhibit
10.3 to the Current Report Form 8-K filed by Enterprise GP Holdings
L.P. on July 7, 2008). |
19
99.16 |
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Third Amendment to EPE Unit III, L.P. Agreement of Limited
Partnership dated December 2, 2009 (incorporated by reference to
Exhibit 10.3 to the Current Report Form 8-K filed by Enterprise GP
Holdings L.P. on December 2, 2009). |
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99.17 |
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Agreement of Limited Partnership of Enterprise Unit L.P. dated
February 20, 2008 (incorporated by reference to Exhibit 10.1 to the
Current Report on Form 8-K filed by Enterprise Products Partners
L.P. on February 26, 2008). |
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99.18 |
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First Amendment to Agreement of Limited Partnership of Enterprise
Unit L.P. dated December 2, 2009 (incorporated by reference to
Exhibit 10.4 to the Current Report on Form 8-K filed by Enterprise
GP Holdings L.P. on December 2, 2009). |
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99.19 |
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Second Amended and Restated Credit Agreement, dated as of August 24,
2007, by and among EPCO Holdings, Inc., as borrower, the lenders
party thereto, Citicorp North America, Inc., as Administrative
Agent, Lehman Commercial Paper Inc., as Syndication Agent, Citibank,
N.A., as Issuing Bank and the Bank of Nova Scotia, Suntrust Bank and
Mizuho Corporate Bank, Ltd. as Co-Documentation Agents, Citigroup
Global Markets Inc. and Lehman Brothers Inc. as Co-Arrangers and
Joint Bookrunners. (incorporated by reference to Exhibit 99.2 to the
Schedule 13D/A with respect to Common Units of TEPPCO Partners, L.P.
filed with the Commission on February 28, 2008 by Dan L. Duncan and
other reporting persons) |
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99.20 |
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Joint Filing Agreement among the Reporting Persons dated May 18,
2010 (incorporated by reference to Exhibit 99.20 to the Schedule 13D
filed by the Reporting Persons on May 18, 2010). |
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99.21 |
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Agreement and Plan of Merger, dated as of September 3, 2010, by and
among Enterprise Products Partners L.P., Enterprise Products GP,
LLC, Enterprise ETE LLC, Enterprise GP Holdings L.P. and EPE
Holdings LLC (incorporated by reference to Exhibit 2.1 to the Form
8-K filed by Enterprise Products Partners L.P. on September 6,
2010). |
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99.22 |
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Agreement and Plan of Merger, dated as of September 3, 2010, by and
among Enterprise Products GP, LLC, Enterprise GP Holdings L.P. and
EPE Holdings, LLC (incorporated by reference to Exhibit 2.2 to the
Form 8-K filed by Enterprise Products Partners L.P. on September 6,
2010). |
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99.23 |
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Support Agreement, dated as of September 3, 2010, by and among
Enterprise Products Partners L.P., DD Securities LLC, DFI GP
Holdings, L.P. EPCO Holdings, Inc. Duncan Family Interests, Inc. Dan
Duncan LLC and DFI Delaware Holdings L.P. (incorporated by reference
to Exhibit 10.1 to the Form 8-K filed by Enterprise Products
Partners L.P. on September 6, 2010). |
20
SIGNATURES
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this statement is true,
complete and correct.
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Dated: September 15, 2010 |
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RANDA DUNCAN WILLIAMS |
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(1) |
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Dated: September 15, 2010 |
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The DD LLC TRUSTEES pursuant to the Dan Duncan LLC
Voting Trust Agreement |
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The EPCO TRUSTEES pursuant to the EPCO, Inc. Voting
Trust Agreement |
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The ESTATE of DAN L. DUNCAN |
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By:
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(1)(2)(3) |
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Dated: September 15, 2010 |
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DAN DUNCAN LLC |
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DFI HOLDINGS, LLC |
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By: DAN DUNCAN LLC, its sole member |
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DFI GP HOLDINGS L.P. |
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By: DFI HOLDINGS, LLC, its general partner |
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By: DAN DUNCAN LLC, its sole member |
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ENTERPRISE PRODUCTS COMPANY |
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By:
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(3) |
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(1)
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/s/ Randa Duncan Williams |
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Randa Duncan Williams, individually and in the capacities set forth below, as applicable for the reporting
persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement; |
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Trustee of the EPCO, Inc. Voting Trust Agreement; and |
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Independent Co-Executor of the Estate of Dan L. Duncan. |
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(2)
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/s/ Ralph S. Cunningham |
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Dr. Ralph S. Cunningham, in the capacities set forth below as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement; |
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Trustee of the EPCO, Inc. Voting Trust Agreement; and |
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Independent Co-Executor of the Estate of Dan L. Duncan. |
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(3)
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/s/ Richard H. Bachmann |
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Richard H. Bachmann, in the capacities set forth below as applicable for the reporting persons noted above:
Trustee of the Dan Duncan LLC Voting Trust Agreement; |
Enterprise GP Holdings LP Schedule 13D Signature Page
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Trustee of the EPCO, Inc. Voting Trust Agreement; |
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Independent Co-Executor of the Estate of Dan L. Duncan; |
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Executive Vice President, Chief Legal Officer and Secretary of Dan Duncan LLC; and |
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President and Chief Executive Officer of Enterprise Products Company. |
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Dated: September 15, 2010 |
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DD SECURITIES LLC |
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EPCO HOLDINGS, INC. |
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EPCO/FANTOME, LLC |
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By:
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/s/ W. Randall Fowler |
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W. Randall Fowler
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Executive Vice President, Chief Financial Officer and
Treasurer of DD Securities LLC |
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President and Chief Executive Officer of EPCO Holdings,
Inc. |
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President and Chief Executive Officer of
EPCO/Fantome,
LLC |
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Dated: September 15, 2010 |
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DUNCAN FAMILY INTERESTS, INC. |
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By: /s/
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Darryl E. Smith |
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Darryl E. Smith
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Treasurer |
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Enterprise GP Holdings LP Schedule 13D Signature Page
APPENDIX A
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
ENTERPRISE PRODUCTS COMPANY
Directors and Executive Officers of Enterprise Products Company (EPCO). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with EPCO, Other Present Principal Occupation |
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Randa Duncan Williams
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Chairman and Director; |
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Co-Chairman of EPCO Holdings, Inc, and Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Chief Executive Officer, President, Chief Legal Officer and Director; |
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Executive Vice President, Chief Legal Officer, Secretary and
Director of EPCO Holdings, Inc., Executive Vice President and
Director of EPE Holdings, LLC; Executive Vice President, Chef Legal
Officer and Secretary of Enterprise Products GP, LLC; Executive Vice
President, Chief Legal Officer, Secretary and Manager of Dan Duncan
LLC and DD Securities LLC |
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Ralph S. Cunningham
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Vice Chairman and Director; |
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Executive Vice President and Manager of Dan Duncan LLC and DD
Securities LLC; President, Chief Executive Officer and Director of
EPE Holdings, LLC |
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Michael A. Creel
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Director; |
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Executive Vice President, Chief Financial Officer, and Director of
EPCO Holdings, Inc.; President, Chief Executive Officer and Director
of Enterprise Products GP, LLC |
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W. Randall Fowler
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Chief Financial Officer and Director; |
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President, Chief Executive Officer and Director of EPCO Holdings,
Inc.; Executive Vice President, Chief Financial Officer, Treasurer
and Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise Products GP, LLC
and EPE Holdings, LLC |
Appendix A - 1
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Name |
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Position with EPCO, Other Present Principal Occupation |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of EPCO
Holdings, Inc., Enterprise Products GP, LLC, and EPE Holdings, LLC |
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Patricia A. Totten
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Vice President, General Counsel and Secretary |
Appendix A - 2
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO HOLDINGS, INC.
Directors and Executive Officers of EPCO Holdings, Inc. (EPCO Holdings). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO Holdings. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with EPCO Holdings, Other Present Principal Occupation |
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Randa Duncan Williams
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Co-Chairman; |
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Director of EPE Holdings, LLC; Chairman and Director of EPCO; |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director |
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Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President of EPE
Holdings, LLC; Director of EPE Holdings, LLC; Chief Executive
Officer, President, Chief Legal Officer and Director of EPCO;
Executive Vice President, Chief Legal Officer, Secretary and Manager
of Dan Duncan LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO; President, Chief Executive Officer and Director of
Enterprise Products GP, LLC; |
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W. Randall Fowler
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President, Chief Executive Officer and Director; |
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Executive Vice President, Chief Financial Officer, Treasurer, and
Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise Products GP, LLC
and EPE Holdings, LLC; Chief Financial Officer and Director of EPCO; |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of Enterprise
Products GP, LLC, EPE Holdings, LLC and EPCO. |
Appendix A - 3
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO/FANTOME, LLC
Directors and Executive Officers of EPCO/Fantome, LLC (Fantome). Set forth below is the
name, current business address, citizenship and the present principal occupation or employment of
each director and executive officer of Fantome. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with Fantome; Other Present Principal Occupation |
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Randa Duncan Williams
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Co-Chairman; |
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Chairman and Director of EPCO, Co-Chairman of EPCO Holdings, and
Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director; |
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Chief Executive Officer, President, Chief Legal Officer, and Director
of EPCO, Executive Vice President, Chief Legal Officer, Secretary,
and Director of EPCO Holdings; Executive Vice President and Director
of EPE Holdings, LLC, Executive Vice President, Chief Legal Officer
and Secretary of Enterprise Products GP, LLC and Executive Vice
President, Chief Legal Officer, Secretary, and Manager of Dan Duncan
LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO, Executive Vice President, Chief Financial Officer,
and Director of EPCO Holdings, President and CEO and Director of
Enterprise Products GP, LLC, |
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W. Randall Fowler
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President, Chief Executive Officer, and Director; |
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Chief Financial Officer and Director of EPCO, President, Chief
Executive Officer and Director of EPCO Holdings, Executive Vice
President, Chief Financial Officer, Treasurer, and Manager of Dan
Duncan LLC and DD Securities LLC, Executive Vice President and Chief
Financial Officer of Enterprise Products GP, LLC and EPE Holdings,
LLC |
Appendix A - 4
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
DUNCAN FAMILY INTERESTS, INC.
Directors and Executive Officers of Duncan Family Interests, Inc. (DFI). Set forth below is
the name, current business address, citizenship, position with DFI and the present principal
occupation or employment of each director and executive officer of DFI. Unless otherwise indicated
below, the current business address for each of the individuals listed below is 103 Foulk Road,
Suite 200, Wilmington, Delaware 19803. Unless otherwise indicated, each such person is a citizen of
the United States of America.
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Name |
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Position with DFI, Other Present Principal Occupation |
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Andrew T. Panaccione
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Director; |
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President of CSC Entity Services, LLC |
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Kari L. Johnson
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Secretary; |
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Vice President Client Services of CSC Entity Services, LLC |
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Mary Stawikey
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President and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
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Darryl E. Smith
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Treasurer and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
Appendix A - 5
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DAN DUNCAN LLC
Managers and Executive Officers of Dan Duncan LLC (DD LLC). Set forth below is the name,
current business address, citizenship, position with DD LLC and the present principal occupation or
employment of each manager and executive officer of DD LLC. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with DD LLC; Other Present Principal Occupation |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Manager; |
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Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of DD Securities LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
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|
Ralph S. Cunningham
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Executive Vice President and Manager; |
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Executive Vice President and Manager of DD Securities LLC; President,
Chief Executive Officer and Director of EPE Holdings, LLC; Vice Chairman
and Director of EPCO; |
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|
|
W. Randall Fowler
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|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
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|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager
of DD Securities LLC; Executive Vice President and Chief Financial
Officer of Enterprise Products GP, LLC and EPE Holdings, LLC; Chief
Financial Officer and Director of EPCO; President, Chief Executive
Officer and Director of EPCO Holdings; |
Appendix A - 6
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DD SECURITIES LLC
Managers and Executive Officers of DD Securities LLC. Set forth below is the name, current
business address, citizenship, position with DD Securities LLC and the present principal occupation
or employment of each manager and executive officer of DD Securities LLC. Unless otherwise
indicated below, the current business address for each of the individuals listed below is 1100
Louisiana Street, 10th Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is
a citizen of the United States of America.
|
|
|
Name |
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Position with DD Securities LLC; Other Present Principal Occupation |
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Richard H. Bachmann
|
|
Executive Vice President, Chief Legal Officer, Secretary and Manager; |
|
|
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|
|
Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of Dan Duncan LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
|
|
|
Ralph S. Cunningham
|
|
Executive Vice President and Manager; |
|
|
|
|
|
Executive Vice President and Manager of Dan Duncan LLC; President, Chief
Executive Officer and Director of EPE Holdings, LLC; Vice Chairman and
Director of EPCO; |
|
|
|
W. Randall Fowler
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer and Manager
of Dan Duncan LLC; Executive Vice President and Chief Financial Officer
Enterprise Products GP, LLC and EPE Holdings, LLC; Chief Financial
Officer and Director of EPCO and President, Chief Executive Officer and
Director of EPCO Holdings; |
Appendix A - 7
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DFI HOLDINGS, LLC
DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), has no separate
officers and is managed by its sole member, Dan Duncan LLC. DFI Holdings is the general partner of
DFI GP Holdings L.P. (DFI GP Holdings). DFI Holdings is a wholly owned subsidiary of DD LLC.
DFI Holdings principal business purpose, as general partner of DFI GP Holdings, is to manage the
business and operations of DFI GP Holdings. DFI Holdings principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A - 8