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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. ** )*
ENTERPRISE GP HOLDINGS L.P.
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
Richard H. Bachmann
1100 Louisiana Street
10th Floor
Houston, Texas 77002
(713) 381-6500
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report this acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
** This Schedule 13D includes amendments to prior Schedule 13Ds made by reporting persons as further explained in Item 1.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Randa Duncan Williams |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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106,648,357 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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106,648,357 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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106,648,357 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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76.6% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
2
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the Dan Duncan LLC Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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25,162,804 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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18.1% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the EPCO, Inc. Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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76,830,743 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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76,830,743 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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76,830,743 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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55.2% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Estate of Dan L. Duncan, Deceased |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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591,066 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,988,744 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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591,066 |
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WITH1 |
10 |
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SHARED DISPOSITIVE POWER |
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3,988,744 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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4,579,810 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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3.3% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - estate |
1 Numbers reported on this page exclude all Units beneficially owned by the Dan Duncan LLC Voting Trust and the EPCO, Inc. Voting Trust.
The Estate of Dan L. Duncan (the Estate) disclaims beneficial ownership of such Units. Additionally, Dr. Ralph S. Cunningham and Richard H. Bachmann, each independent co-executors of the
Estate, disclaim beneficial ownership of all interests held by the Estate.
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Dan Duncan LLC 76-0516773 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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25,162,804 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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18.1% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
6
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DD Securities LLC 26-1585743 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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3,745,673 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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3,745,673 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,745,673 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.7% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
7
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.) 51-0371329 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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76,240,798 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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76,240,798 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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76,240,798 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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54.8% |
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14 |
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TYPE OF REPORTING PERSON |
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CO |
8
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI Holdings, LLC 20-2133514 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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25,162,804 |
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12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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18.1% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
9
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CUSIP No. |
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293716-10-6 |
SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI GP Holdings L.P. 20-2133626 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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|
o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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25,162,804 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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25,162,804 |
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|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
25,162,804 |
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|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
18.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
10
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293716-10-6 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO Holdings, Inc. 20-2936507 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO, BK |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
11
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293716-10-6 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO/Fantome, LLC 74-1675622 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
12
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293716-10-6 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Enterprise Products Company (formerly EPCO, Inc.) 74-1675622 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO, BK |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
76,830,743 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
76,830,743 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
76,830,743 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
55.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
13
Item 1. Security and Issuer.
This Schedule 13D relates to the units representing limited partner interests (the Units) in
Enterprise GP Holdings L.P., a Delaware limited partnership (the Issuer or EPE), whose
principal executive offices are located at 1100 Louisiana Street, 10th Floor, Houston,
Texas 77002.
This Schedule 13D represents (i) Amendment No. 8 to the Schedule 13D originally filed by
certain reporting persons with the Commission on September 9, 2005, as amended by Amendment No. 1
thereto, filed February 15, 2007, Amendment No. 2 thereto, filed May 18, 2007, Amendment No. 3
thereto, filed on February 29, 2008, Amendment No. 4 thereto, filed February 5, 2009, Amendment No.
5 thereto, filed April 29, 2009, Amendment No. 6 thereto, filed July 1, 2009 and Amendment No. 7
thereto, filed May 19, 2010 (the Original Schedule 13D); and (ii) Amendment No. 2 to the Schedule
13D originally filed by other reporting persons with the Commission on April 8, 2010 following the
death of Dan L. Duncan on March 29, 2010, as amended by Amendment No. 1 thereto, filed May 19, 2010
(the Duncan Trustee Schedule 13D), that included the initial filing on Schedule 13D by the Estate
of Dan L. Duncan.
Item 2. Identity and Background.
Item 2 of the Original Schedule 13D and the Duncan Trustee Schedule 13D are hereby amended and
restated in their entirety as follows:
This Schedule 13D is being filed by (i) Randa Duncan Williams, a citizen of the United States
of America residing in Houston, Texas (Ms. Williams); (ii) the voting trustees (the DD LLC
Trustees) of the Dan Duncan LLC Voting Trust (the DD LLC Voting Trust) pursuant to the Dan
Duncan LLC Voting Trust Agreement by and among Dan Duncan LLC, Dan L. Duncan as the sole member and
Dan L. Duncan as the initial voting trustee (the DD Trust Agreement); (iii) the voting trustees
(the EPCO Trustees) of the EPCO, Inc. Voting Trust (the EPCO Voting Trust) pursuant to the
EPCO, Inc. Voting Trust Agreement, by and among EPCO, Inc., Dan L. Duncan as the shareholder and
Dan L. Duncan as the initial voting trustee (the EPCO Trust Agreement); (iv) the estate of Dan L.
Duncan (the Estate) by the independent co-executors of the Estate (the Executors); (v) Dan
Duncan LLC, a Texas limited liability company (DD LLC), (vi) DD Securities LLC, a Texas limited
liability company (DD Securities), (vii) Duncan Family Interests, Inc., a Delaware corporation
(DFI), (viii) DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), (ix) DFI
GP Holdings L.P., a Delaware limited partnership (DFI GP Holdings), (x) EPCO Holdings, Inc., a
Delaware corporation (EPCO Holdings), (xi) EPCO/Fantome, LLC, a Delaware limited liability
company (Fantome), and (xii) Enterprise Products Company (formerly EPCO, Inc.), a Texas
corporation (EPCO, and together with Ms. Williams, the DD LLC Trustees, the EPCO Trustees, the
Estate, DD LLC, DD Securities, DFI, DFI Holdings, DFI GP Holdings, EPCO Holdings and Fantome, the
Reporting Persons). Unless otherwise defined herein, capitalized terms used herein shall have
the meanings set forth in the Original Schedule 13D or the Duncan Trustee Schedule 13D, as
applicable.
Ms. Williams is a voting trustee of each of the DD LLC Voting Trust and the EPCO Voting Trust,
an independent co-executor of the Estate and a beneficiary of the Estate. Ms. Williams is
currently Chairman and a Director of EPCO and a Director of EPE Holdings, LLC, the general partner
of the Issuer (EPE Holdings or the General Partner). The business address of Ms. Williams is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The DD LLC Trustees are voting trustees that collectively hold record ownership of the sole
membership interest in DD LLC, on behalf of the Estate as the economic owner of the membership
interests succeeding Dan L. Duncan. The voting trustees under the DD Trust Agreement consist of up
to three trustees. The current DD LLC Trustees are: (1) Ms. Williams, a daughter of Dan L. Duncan;
(2) Dr. Ralph S. Cunningham; and (3) Mr. Richard H. Bachmann. Each of the DD LLC Trustees is also
currently a director of EPE Holdings. The DD LLC Trustees collectively obtained record ownership
of the membership interests of DD LLC on March 29, 2010 as a result of the passing of Dan L.
Duncan. The DD LLC Trustees serve in such capacity without compensation, but they are entitled to
incur reasonable charges and expense deemed necessary and proper for administering the DD Trust
Agreement and to reimbursement and indemnification. The DD Trust Agreement is governed by Texas
law. The address of the DD LLC Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas
77002.
14
The EPCO Trustees are voting trustees that collectively hold record ownership of a majority of
the outstanding shares of Class A Common Stock, the only class of capital stock with voting rights
(the Class A Common Stock), in EPCO, on behalf of the Estate as the economic owner succeeding Dan
L. Duncan. The voting trustees under the EPCO Trust Agreement consist of up to three voting
trustees. The current EPCO Trustees are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The EPCO Trustees collectively obtained record ownership of the Class A Common Stock of
EPCO on March 29, 2010 as a result of the passing of Dan L. Duncan. The EPCO Trustees serve in
such capacity without compensation, but they are entitled to incur reasonable charges and expense
deemed necessary and proper for administering the EPCO Trust Agreement and to reimbursement and
indemnification. The EPCO Trust Agreement is governed by Texas law. The address of the EPCO
Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The independent co-executors of the Estate were appointed on April 27, 2010. The current
independent co-executors of the Estate are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The business address of the Estate and the Executors is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002.
Dr. Cunningham is currently the President, Chief Executive Officer and a Director of EPE
Holdings. Dr. Cunningham is also a Vice Chairman and a Director of EPCO, and Executive Vice
President and a Manager of DD LLC. Dr. Cunningham is a U.S. citizen.
Mr. Bachmann is currently the Executive Vice President and Chief Legal Officer of Enterprise
Products GP, LLC (the general partner of Enterprise Products Partners L.P.). Mr. Bachmann is also
currently Chief Executive Officer, President, Chief Legal Officer and a Director of EPCO, and
Executive Vice President, Chief Legal Officer, Secretary and a Manager of DD LLC. Mr. Bachmann is
also an Executive Vice President and a Director of EPE Holdings. Mr. Bachmann is a U.S. citizen.
DD LLC is an entity currently owned economically by the Estate. However, DD LLC is controlled
by the DD LLC Trustees through their collective holding of the sole membership interest in DD LLC.
DD LLC owns 100% of the membership interests in the General Partner. The General Partners
principal business address and principal office is 1100 Louisiana Street, 10th Floor, Houston,
Texas 77002. DD LLC has no independent operations, and its principal functions are to directly and
indirectly hold equity interests in (i) the General Partner, (ii) the Issuer, (iii) DFI Holdings
and (iv) other personal investments of Dan Duncan now owned economically by the Estate. DD LLCs
principal business address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DD Securities is an entity currently owned of record by the Estate, its sole member. DD
Securities has no independent operations, and its principal function is to hold personal
investments of Dan Duncan now owned by the Estate. DD Securities principal business and office
address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
EPCO is an entity, a portion of whose capital stock is owned by the Estate through its
ownership interest in the Class A Common Stock of EPCO. However, EPCO is controlled by the EPCO
Trustees, who collectively hold a majority of the Class A Common Stock of EPCO. EPCOs principal
business is to provide employees and management and administrative services to the Issuer and the
General Partner. In addition, EPCO provides employees and management and administrative services
to certain other affiliate entities, including Enterprise Products Partners L.P., a publicly traded
Delaware limited partnership (EPD), and its general partner, and Duncan Energy Partners L.P., a
publicly traded Delaware limited partnership, and its general partner. In addition, EPCO owns and
operates a trucking business that provides transportation services to the NGL and petrochemical
industry. EPCOs principal business and office address is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002.
Fantome is a wholly owned subsidiary of EPCO. Fantome has no independent operations, and its
principal function is to act as a financing subsidiary of EPCO in connection with certain real
estate utilized by EPCO. Fantomes principal business and office address is 1100 Louisiana Street,
10th Floor, Houston, Texas 77002.
EPCO Holdings is a wholly owned subsidiary of EPCO. EPCO Holdings has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO. EPCO Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
15
DFI is a wholly owned subsidiary of EPCO Holdings. DFI has no independent operations and its
principal function is to directly and indirectly hold EPCO Holdings equity interests in (i) the
Issuer, (ii) EPD and (iii) DFI GP Holdings. DFIs principal business and office address is 103
Foulk Road, Suite 200, Wilmington, Delaware 19803.
DFI Holdings owns a 1% general partner interest in DFI GP Holdings. DFI Holdings and
DFI GP Holdings have no independent operations, and their principal functions are to directly and
indirectly hold equity interests in the Issuer. DFI Holdings and DFI GP Holdings principal
business addresses are 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A hereto sets forth information with respect to the directors and executive
officers of EPCO, EPCO Holdings, Fantome and DFI, and the managers and executive officers of DD LLC
and DD Securities (collectively, the Listed Persons). There are no directors, managers or
executive officers for DFI Holdings, which is managed by its sole member, DD LLC.
During the last five years, no Reporting Person nor, to the best of their knowledge, any
Listed Person has been: (i) convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add each of the following paragraphs:
Effective August 6, 2010, EPCO Holdings acquired 514,080 Units in connection with the
liquidation of Enterprise Unit L.P., as more fully described below in Item 4. No consideration was
paid by EPCO Holdings in connection with the distribution of these Units.
Effective August 6, 2010, DFI acquired 4,380,393 Units in connection with the liquidations of
EPE Unit L.P., EPE Unit II L.P. and EPE Unit III L.P., as more fully described below in Item 4. No
consideration was paid by DFI in connection with the distribution of these Units.
Item 4. Purpose of the Transaction.
Item 4 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add each of the following paragraphs:
Effective August 6, 2010, Enterprise Unit L.P. was liquidated in accordance with its agreement
of limited partnership. Immediately prior to Enterprise Unit L.P.s liquidation, EPCO Holdings was
the sole Class A limited partner it Enterprise Unit L.P. In connection with the Enterprise Unit
L.P.s liquidation, EPCO Holdings Class A limited partner interest converted into the right to
receive 514,080 Units and the remaining Units previously held directly by Enterprise Unit L.P. were
distributed to Enterprise Unit L.P.s Class B limited partners.
Effective August 6, 2010, EPE Unit L.P. was liquidated in accordance with its agreement of
limited partnership. Immediately prior to EPE Unit L.P.s liquidation, DFI was the sole Class A
limited partner it EPE Unit L.P. In connection with the EPE Unit L.P.s liquidation, DFIs Class A
limited partner interest converted into the right to receive 1,003,937 Units and the remaining
Units previously held directly by EPE Unit L.P. were distributed to EPE Unit L.P.s Class B limited
partners.
Effective August 6, 2010, EPE Unit II L.P. was liquidated in accordance with its agreement of
limited partnership. Immediately prior to EPE Unit II L.P.s liquidation, DFI was the sole Class A
limited partner it EPE Unit II L.P. In connection with the EPE Unit II L.P.s liquidation, DFIs
Class A limited partner interest converted into the right to receive 30,000 Units and the remaining
Units previously held directly by EPE Unit II L.P. were distributed to EPE Unit II L.P.s Class B
limited partners.
16
Effective August 6, 2010, EPE Unit III L.P. was liquidated in accordance with its agreement of
limited partnership. Immediately prior to EPE Unit III L.P.s liquidation, DFI was the sole Class
A limited partner it EPE Unit III L.P. In connection with the EPE Unit III L.P.s liquidation,
DFIs Class A limited partner interest converted into the right to receive 3,346,456 Units and the
remaining Units previously held directly by EPE Unit III L.P. were distributed to EPE Unit III
L.P.s Class B limited partners.
Other than described above, none of the Reporting Persons has any plans or proposals of the
type referred to in clauses (a) through (j) of Item 4 of Schedule 13D, although they reserve the
right to formulate such plans or proposals in the future.
Item 5. Interests in Securities of the Issuer
Item 5 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended and restated in their entirety as follows:
(a) and (b) As set forth herein, Randa Duncan Williams may be deemed to have beneficial
ownership of 106,648,357 Units, representing approximately 76.6% of the outstanding Units,
including Units deemed beneficially owned through her indirect influence as one of three voting
trustees controlling EPCO and DD LLC or as one of the three independent co-executors of the Estate.
Ms. Williams has shared voting and dispositive power over the 106,648,357 Units consisting of (i)
the 25,162,804 Units beneficially owned by DD LLC, (ii) the 76,830,743 Units beneficially owned by
EPCO, (iii) 75,000 Units owned directly by Alkek and Williams, Ltd., an affiliate of Ms. Williams,
and (iv) the 4,579,810 Units beneficially owned by the Estate. Ms. Williams disclaims beneficial
ownership of the Units beneficially owned by the EPCO Trustees, the DD LLC Trustees and the Estate
except to the extent of her voting and dispositive interests in such Units.
As set forth herein, pursuant to the DD LLC Trust Agreement, the DD LLC Trustees have
shared voting and dispositive power over the 25,162,804 Units beneficially owned by DD LLC,
representing approximately 18.1% of the outstanding Units. DD LLC is the sole member of DFI
Holdings, which is the general partner of DFI GP Holdings , which owns directly 25,162,804 Units.
Except as set forth in the DD LLC Trust Agreement, voting with respect to membership interests of
DD LLC by the DD LLC Trustees is by majority vote.
As set forth herein, the EPCO Trustees have shared voting and dispositive power over the
76,830,743 Units beneficially owned by EPCO, representing approximately 55.2% of the outstanding
Units. The Units beneficially owned by EPCO include: (i) 76,240,798 Units directly owned by DFI,
and (ii) 589,945 Units directly owned by EPCO Holdings, Inc. (EPCO Holdings). EPCO Holdings is a
wholly owned subsidiary of EPCO. DFI is a wholly owned subsidiary of EPCO Holdings. Except as set
forth in the EPCO Trust Agreement, voting with respect to Class A Common Stock by the EPCO Trustees
is by majority vote.
As set forth herein, the Executors on behalf of the Estate collectively have shared voting and
dispositive power over the 4,579,810 Units beneficially owned by the Estate, representing
approximately 3.3% of the outstanding Units. These Units consist of (i) 591,066 Units owned
directly by the Estate, (ii) 3,745,673 Units owned directly by DD Securities and (iii) the 243,071
Units owned directly by the Duncan Family 2000 Trust.
DD LLC is the sole member of DFI Holdings, which is the general partner of DFI GP
Holdings, which owns directly 25,162,804 Units representing 18.1% of the outstanding Units. The
Estate is the sole member of DD LLC and record ownership of the interests of DD LLC is collectively
held by the DD LLC Trustees. Therefore, the Estate, the DD LLC Trustees and DD LLC each have an
indirect beneficial ownership interest in the 25,162,804 Units held indirectly by DD LLC. As set
forth herein, the DD LLC Trustees and DD LLC have shared voting and dispositive power over the
25,162,804 Units beneficially owned by DD LLC.
DD Securities holds directly 3,745,673 Units representing approximately 2.7% of the
outstanding Units. The Estate is the sole member of DD Securities. Therefore, the Executors, on
behalf of the Estate, collectively have an indirect beneficial ownership interest in the 3,745,673
Units. As set forth herein, the Executors and DD Securities have shared voting and
dispositive power over the 3,745,673 Units held by DD Securities.
17
DFI holds directly 76,240,798 Units. The aggregate Units beneficially owned directly by DFI
represent approximately 54.8% of the outstanding Units of the Issuer. DFI is a wholly owned
subsidiary of EPCO Holdings, EPCO Holdings is a wholly owned subsidiary of Fantome, and Fantome is
a wholly owned subsidiary of EPCO. Therefore, EPCO, the EPCO Trustees, EPCO Holdings and Fantome
each have an indirect beneficial ownership interest in 76,240,798 Units held by DFI. As set forth
herein, DFI, EPCO, the EPCO Trustees, EPCO Holdings and Fantome have shared voting and dispositive
power over the 76,240,798 Units owned directly by DFI.
The aforementioned ownership amounts of Units by the Reporting Persons are as of August 6,
2010, our most recent practicable date for this filing on Schedule 13D. The percentage ownership
amounts are based on the 139,195,064 Units outstanding as reported by the Issuer.
(c) Except as otherwise set forth herein or below, none of the Reporting Persons has
effected any transactions in Units in the past 60 days.
(d) No person other than as set forth in the response to this Item 5 has the right to receive
or the power to direct the receipt of distributions or dividends from, or the proceeds from the
transfer of, the Units beneficially owned by the Reporting Persons.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer.
Item 6 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended and restated to read in its entirety as follows:
A total of 71,010,500 Units beneficially owned by EPCO Holdings and 25,162,804 Units
beneficially owned by DFI GP Holdings are currently pledged to the lenders under a Second Amended
and Restated Credit Agreement, dated as of August 24, 2007, by and among EPCO Holdings, Inc., as
borrower, and the lenders and other parties thereto (the EPCO Holdings Facility). The Second
Amended and Restated EPCO Holdings Facility contains customary and other events of default. Upon
an event of default under the EPCO Holdings Facility, a change in control of the Issuer could
result.
The information set forth under Items 3, 4 and 5, and the agreement set forth as Exhibit
99.19, are incorporated in this Item 6 by reference.
18
SIGNATURES
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this statement is true,
complete and correct.
|
|
|
|
|
Dated: August 23, 2010 |
RANDA DUNCAN WILLIAMS
|
|
|
(1)
|
|
|
|
|
|
|
|
|
Dated: August 23, 2010 |
The DD LLC TRUSTEES pursuant to the Dan Duncan LLC
Voting Trust Agreement
The EPCO TRUSTEES pursuant to the EPCO, Inc. Voting
Trust Agreement
The ESTATE of DAN L. DUNCAN
|
|
|
By: |
(1)(2)(3)
|
|
|
|
|
|
|
Dated: August 23, 2010 |
DAN DUNCAN LLC
DFI HOLDINGS, LLC
By: DAN DUNCAN LLC, its sole member
DFI GP HOLDINGS L.P.
By: DFI HOLDINGS, LLC, its general partner
By: DAN DUNCAN LLC, its sole member
ENTERPRISE PRODUCTS COMPANY
|
|
|
By: |
(3)
|
|
|
|
|
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(1) |
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/s/ Randa Duncan Williams
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Randa Duncan Williams, individually and in the capacities set forth below, as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement;
Trustee of the EPCO, Inc. Voting Trust Agreement; and
Independent Co-Executor of the Estate of Dan L. Duncan. |
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(2) |
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/s/ Ralph S. Cunningham
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Dr. Ralph S. Cunningham, in the capacities set forth below as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement;
Trustee of the EPCO, Inc. Voting Trust Agreement; and
Independent Co-Executor of the Estate of Dan L. Duncan. |
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(3) |
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/s/ Richard H. Bachmann
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Richard H. Bachmann, in the capacities set forth below as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement;
Trustee of the EPCO, Inc. Voting Trust Agreement;
Independent Co-Executor of the Estate of Dan L. Duncan;
Executive Vice President, Chief Legal Officer and Secretary of Dan Duncan LLC; and
President and Chief Executive Officer of Enterprise Products Company. |
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Enterprise GP Holdings LP Schedule 13D Signature Page
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Dated: August 23, 2010 |
DD SECURITIES LLC
EPCO HOLDINGS, INC.
EPCO/FANTOME, LLC
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By: |
/s/ W. Randall Fowler
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W. Randall Fowler |
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Executive Vice President, Chief Financial Officer and
Treasurer of DD Securities LLC
President and Chief Executive Officer of EPCO Holdings,
Inc.
President and Chief Executive Officer of EPCO/Fantome,
LLC |
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Dated: August 23, 2010 |
DUNCAN FAMILY INTERESTS, INC.
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By: |
/s/ Darryl E. Smith
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Darryl E. Smith |
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Treasurer |
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Enterprise GP Holdings LP Schedule 13D Signature Page
APPENDIX A
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
ENTERPRISE PRODUCTS COMPANY
Directors and Executive Officers of Enterprise Products Company (EPCO). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with EPCO, Other Present Principal Occupation |
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Randa Duncan Williams
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Chairman and Director; |
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Co-Chairman of EPCO Holdings, Inc, and Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Chief Executive Officer, President, Chief Legal Officer and Director; |
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Executive Vice President, Chief Legal Officer, Secretary and
Director of EPCO Holdings, Inc., Executive Vice President and
Director of EPE Holdings, LLC; Executive Vice President, Chef Legal
Officer and Secretary of Enterprise Products GP, LLC; Executive Vice
President, Chief Legal Officer, Secretary and Manager of Dan Duncan
LLC and DD Securities LLC |
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Ralph S. Cunningham
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Vice Chairman and Director; |
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Executive Vice President and Manager of Dan Duncan LLC and DD
Securities LLC; President, Chief Executive Officer and Director of
EPE Holdings, LLC |
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Michael A. Creel
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Director; |
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Executive Vice President, Chief Financial Officer, and Director of
EPCO Holdings, Inc.; President, Chief Executive Officer and Director
of Enterprise Products GP, LLC |
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W. Randall Fowler
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Chief Financial Officer and Director; |
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President, Chief Executive Officer and Director of EPCO Holdings,
Inc.; Executive Vice President, Chief Financial Officer, Treasurer
and Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise Products GP, LLC
and EPE Holdings, LLC |
Appendix A-1
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Name |
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Position with EPCO, Other Present Principal Occupation |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of EPCO
Holdings, Inc., Enterprise Products GP, LLC, and EPE Holdings, LLC |
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Patricia A. Totten
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Vice President, General Counsel and Secretary |
Appendix A-2
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO HOLDINGS, INC.
Directors and Executive Officers of EPCO Holdings, Inc. (EPCO Holdings). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO Holdings. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with EPCO Holdings, Other Present Principal Occupation |
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Randa Duncan Williams
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Co-Chairman; |
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Director of EPE Holdings, LLC; Chairman and Director of EPCO; |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director |
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Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President of EPE
Holdings, LLC; Director of EPE Holdings, LLC; Chief Executive
Officer, President, Chief Legal Officer and Director of EPCO;
Executive Vice President, Chief Legal Officer, Secretary and Manager
of Dan Duncan LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO; President, Chief Executive Officer and Director of
Enterprise Products GP, LLC; |
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W. Randall Fowler
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President, Chief Executive Officer and Director; |
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Executive Vice President, Chief Financial Officer, Treasurer, and
Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise GP Holdings, LLC
and EPE Holdings, LLC; Chief Financial Officer and Director of EPCO; |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of Enterprise
Products GP, LLC, EPE Holdings, LLC and EPCO. |
Appendix A-3
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO/FANTOME, LLC
Directors and Executive Officers of EPCO/Fantome, LLC (Fantome). Set forth below is the
name, current business address, citizenship and the present principal occupation or employment of
each director and executive officer of Fantome. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with Fantome; Other Present Principal Occupation |
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Randa Duncan Williams
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Co-Chairman; |
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Chairman and Director of EPCO, Co-Chairman of EPCO Holdings, and
Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director; |
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Chief Executive Officer, President, Chief Legal Officer, and Director
of EPCO, Executive Vice President, Chief Legal Officer, Secretary,
and Director of EPCO Holdings; Executive Vice President and Director
of EPE Holdings, LLC, Executive Vice President, Chief Legal Officer
and Secretary of Enterprise GP Holdings, LLC and Executive Vice
President, Chief Legal Officer, Secretary, and Manager of Dan Duncan
LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO, Executive Vice President, Chief Financial Officer,
and Director of EPCO Holdings, President and CEO and Director of
Enterprise Products GP, LLC, |
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W. Randall Fowler
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President, Chief Executive Officer, and Director; |
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Chief Financial Officer and Director of EPCO, President, Chief
Executive Officer and Director of EPCO Holdings, Executive Vice
President, Chief Financial Officer, Treasurer, and Manager of Dan
Duncan LLC and DD Securities LLC, Executive Vice President and Chief
Financial Officer of Enterprise Products GP, LLC and EPE Holdings,
LLC |
Appendix A-4
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
DUNCAN FAMILY INTERESTS, INC.
Directors and Executive Officers of Duncan Family Interests, Inc. (DFI). Set forth below is
the name, current business address, citizenship, position with DFI and the present principal
occupation or employment of each director and executive officer of DFI. Unless otherwise indicated
below, the current business address for each of the individuals listed below is 103 Foulk Road,
Suite 200, Wilmington, Delaware 19803. Unless otherwise indicated, each such person is a citizen of
the United States of America.
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Name |
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Position with DFI, Other Present Principal Occupation |
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Andrew T. Panaccione
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Director; |
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President of CSC Entity Services, LLC |
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Kari L. Johnson
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Secretary; |
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Vice President Client Services of CSC Entity Services, LLC |
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Mary Stawikey
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President and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
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Darryl E. Smith
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Treasurer and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
Appendix A-5
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DAN DUNCAN LLC
Managers and Executive Officers of Dan Duncan LLC (DD LLC). Set forth below is the name,
current business address, citizenship, position with DD LLC and the present principal occupation or
employment of each manager and executive officer of DD LLC. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with DD LLC; Other Present Principal Occupation |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Manager; |
|
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Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise GP Holdings, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of DD Securities LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
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Ralph S. Cunningham
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Executive Vice President and Manager; |
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Executive Vice President and Manager of DD Securities LLC; President,
Chief Executive Officer and Director of EPE Holdings, LLC; Vice Chairman
and Director of EPCO; |
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|
|
W. Randall Fowler
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|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager
of DD Securities LLC; Executive Vice President and Chief Financial
Officer of Enterprise Products GP, LLC and EPE Holdings, LLC; Chief
Financial Officer and Director of EPCO; President, Chief Executive
Officer and Director of EPCO Holdings; |
Appendix A-6
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DD SECURITIES LLC
Managers and Executive Officers of DD Securities LLC. Set forth below is the name, current
business address, citizenship, position with DD Securities LLC and the present principal occupation
or employment of each manager and executive officer of DD Securities LLC. Unless otherwise
indicated below, the current business address for each of the individuals listed below is 1100
Louisiana Street, 10th Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is
a citizen of the United States of America.
|
|
|
Name |
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Position with DD Securities LLC; Other Present Principal Occupation |
|
|
|
Richard H. Bachmann
|
|
Executive Vice President, Chief Legal Officer, Secretary and Manager; |
|
|
|
|
|
Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise GP Holdings, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of Dan Duncan LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
|
|
|
Ralph S. Cunningham
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|
Executive Vice President and Manager; |
|
|
|
|
|
Executive Vice President and Manager of Dan Duncan LLC; President, Chief
Executive Officer and Director of EPE Holdings, LLC; Vice Chairman and
Director of EPCO; |
|
|
|
W. Randall Fowler
|
|
Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
|
|
|
|
|
Executive Vice President, Chief Financial Officer, Treasurer and Manager
of Dan Duncan LLC; Executive Vice President and Chief Financial Officer
Enterprise Products GP, LLC and EPE Holdings, LLC; Chief Financial
Officer and Director of EPCO and President, Chief Executive Officer and
Director of EPCO Holdings; |
Appendix A-7
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DFI HOLDINGS, LLC
DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), has no separate
officers and is managed by its sole member, Dan Duncan LLC. DFI Holdings is the general partner of
DFI GP Holdings L.P. (DFI GP Holdings). DFI Holdings is a wholly owned subsidiary of DD LLC.
DFI Holdings principal business purpose, as general partner of DFI GP Holdings, is to manage the
business and operations of DFI GP Holdings. DFI Holdings principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A-8